Hong Kong company
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Guotai Junan Securities (Hong Kong) Limited is a company registered in Hong Kong. It is also registered in Chinese as 國泰君安證券(香港)有限公司.
Guotai Junan Securities (Hong Kong) Limited holds a licence from the Securities and Futures Commission under CE reference ABY236, covering regulated activities Type 1 (dealing in securities), Type 2 (dealing in futures contracts) and Type 4 (advising on securities). The licence was recorded as active on 13 October 2026. Its registered activities span HSIC 661202 (Securities brokerage), 661203 (Commodity futures and gold bullion brokers and dealers) and 661901 (Investment advisory services).
It is based in Central.
Company record
2 government sources, each field attributed
| Chinese name | 國泰君安證券(香港)有限公司 | SFC |
|---|---|---|
| Business addressThe business address the licensee publishes on this register. | 26/F-28/F Low Block Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong香港中環皇后大道中181號新紀元廣場26-28字樓 | SFC register |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | ABY236 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 1 (dealing in securities), Type 2 (dealing in futures contracts) and Type 4 (advising on securities) | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active · register checked 2026-10-13 | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661202 Securities brokerage | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661203 Commodity futures and gold bullion brokers and dealers | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661901 Investment advisory services | SFC |
Company report and shareholding
Directors, shareholders and filing history for Guotai Junan Securities (Hong Kong) Limited are available in the full company report on Companies House Hong Kong.
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