Hong Kong company
UBS Securities Asia Limited
UBS Securities Asia Limited is a company registered in Hong Kong.
UBS Securities Asia Limited holds a licence from the Securities and Futures Commission under CE reference AAV882, covering regulated activities Type 1 (dealing in securities), Type 2 (dealing in futures contracts) and Type 4 (advising on securities). The licence was recorded as active on 28 August 2026. Its registered activities span HSIC 661202 (Securities brokerage), 661203 (Commodity futures and gold bullion brokers and dealers) and 661901 (Investment advisory services).
It is based in Central.
Company record
3 government sources, each field attributed
| Ultimate parentThe company at the top of this entity's ownership chain, as the entity itself reported it to GLEIF. No Hong Kong register publishes ownership, so this is only known for companies that hold an LEI. | UBS Group AG | GLEIF |
|---|---|---|
| Business addressThe business address the licensee publishes on this register. | 47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong香港中環金融街8 號國際金融中心二期47-52樓 | SFC register |
| Registered legal addressThe registered legal address recorded in the entity's LEI record, which can differ from the address it publishes on a licence register. | 52nd Floor, Two International Finance Centre, Hong Kong, HK | GLEIF |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | AAV882 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 1 (dealing in securities), Type 2 (dealing in futures contracts) and Type 4 (advising on securities) | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active · register checked 2026-08-28 | SFC |
| Legal Entity IdentifierLegal Entity Identifier: a 20-character global code (ISO 17442) that identifies a legal entity in financial transactions. Issued through GLEIF. | 549300Y35FCB6270R069 | GLEIF · issued |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661202 Securities brokerage | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661203 Commodity futures and gold bullion brokers and dealers | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661901 Investment advisory services | SFC |
Corporate family
GLEIF relationship records
Also owned by UBS Group AG
Company report and shareholding
Directors, shareholders and filing history for UBS Securities Asia Limited are available in the full company report on Companies House Hong Kong.
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- Fuji Hong Kong Commodities Company Limited04196415
- COFCO Futures (International) Co., LimitedBNE728
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