661203Commodity futures and gold bullion brokers and dealers
商品期貨及金銀貿易經紀及交易商
Why 6 digits?
HSIC subclasses are 6 digits. The first four match the international ISIC class; Hong Kong adds a two-digit local suffix for finer detail, especially across its import and export trade, so a code steps from a 4-digit class straight to a 6-digit subclass. More on the HSIC structure.
This activity involves the buying and selling of commodity futures and gold bullion on behalf of clients or for the broker's own account. It includes services provided by brokers and dealers who facilitate transactions in these financial instruments, helping clients manage their investment portfolios related to commodities and precious metals.
This classification includes
- commodity futures brokers and dealers
- gold bullion brokers and dealers
Licences and approvals
What this activity needs to operate
Activities under this code trigger the following licensing regimes. Emerhub prepares and files each application on your behalf.
SFC Licence for Type 2 Regulated Activity (Dealing in Futures Contracts)
Securities and Futures Commission (SFC)
Required for corporations that deal in futures contracts for clients or solicit orders in futures, including futures brokers and commodities trading firms. Licensed under the Securities and Futures Ordinance (Cap. 571) with ongoing financial resources obligations.
- Capital requirement
- HKD 5M paid-up share capital + HKD 3M liquid capital (standard); no paid-up requirement and HKD 500K liquid capital for approved introducing agents, proprietary traders or futures non-clearing dealers
- Processing time
- Approximately 15 weeks for a licensed corporation application (SFC published estimate)
Official sourceVerified 2026-07-14
Offshore profits claim feasibility
MediumWhile some trading activities can be conducted offshore, many brokers and dealers operate with clients based in Hong Kong. This connection often requires local licenses and premises, limiting the potential for offshore tax treatment.
Business registration wording
Suggested business nature for this activity
English
COMMODITY FUTURES BROKERS AND DEALERS IN GOLD BULLION
53/60 characters
Chinese 中文
商品期貨及金銀貿易商
10/30 characters
Companies
Licensed operators
Verified registry322 on the SFC Register; a sample below.
- CIS Securities Asset Management Limited順安證券資產管理有限公司SFC Register
- BGC Securities (Hong Kong) LLCSFC Register
- De Riva Asia LimitedSFC Register
- DA International Financial Service Limited直達國際金融服務有限公司SFC Register
- DRW (Hong Kong) LimitedSFC Register
- ABN AMRO Clearing Hong Kong LimitedSFC Register
- AllianceBernstein Hong Kong Limited聯博香港有限公司SFC Register
- Eddid Securities and Futures Limited艾德證券期貨有限公司SFC Register
- Atta Securities Limited紅蟻證券有限公司SFC Register
- BNP Paribas Securities (Asia) Limited法國巴黎證券(亞洲)有限公司SFC Register
- Boom Securities (H.K.) Limited寶盛證券(香港)有限公司SFC Register
- AP Capital Management (Hong Kong) Limited雅柏資本管理(香港)有限公司SFC Register
Standard compliance
Compliance every Hong Kong company shares
Beyond anything specific to this activity, every Hong Kong company handles two-tiered profits tax, the annual return (Form NAR1) within 42 days of its incorporation anniversary, audited accounts, MPF enrolment for staff, and a company secretary. Emerhub runs all of it on your behalf.
See the full Hong Kong compliance calendarFrequently asked questions
Do I need a license to operate as a broker?
Yes, you must obtain a license from the Securities and Futures Commission to operate as a commodity futures broker in Hong Kong.
What are the tax implications for my business?
Profits generated from activities conducted in Hong Kong are subject to profits tax. Offshore profits may qualify for tax exemptions under certain conditions.
Can I conduct all operations remotely?
While some operations can be managed remotely, local regulations may require a physical presence or local representation for compliance.
Incorporate in Hong Kong
Starting a commodity futures and gold bullion brokers and dealers business in Hong Kong?
Emerhub incorporates your company, registers the business nature above with the IRD, files every licence application, and runs your company secretary and compliance calendar. You provide the documents; Emerhub handles every government interaction.
Start incorporation with Emerhub