661203Commodity futures and gold bullion brokers and dealers
商品期貨及金銀貿易經紀及交易商
Why 6 digits?
HSIC subclasses are 6 digits. The first four match the international ISIC class; Hong Kong adds a two-digit local suffix for finer detail, especially across its import and export trade, so a code steps from a 4-digit class straight to a 6-digit subclass. More on the HSIC structure.
This activity involves the buying and selling of commodity futures and gold bullion on behalf of clients or for the broker's own account. It includes services provided by brokers and dealers who facilitate transactions in these financial instruments, helping clients manage their investment portfolios related to commodities and precious metals.
This classification includes
- commodity futures brokers and dealers
- gold bullion brokers and dealers
Licences and approvals
What this activity needs to operate
Activities under this code trigger the following licensing regimes. Emerhub prepares and files each application on your behalf.
SFC Licence for Type 2 Regulated Activity (Dealing in Futures Contracts)
Securities and Futures Commission (SFC)
Required for corporations that deal in futures contracts for clients or solicit orders in futures, including futures brokers and commodities trading firms. Licensed under the Securities and Futures Ordinance (Cap. 571) with ongoing financial resources obligations.
- Capital requirement
- HKD 5M paid-up share capital + HKD 3M liquid capital (standard); no paid-up requirement and HKD 500K liquid capital for approved introducing agents, proprietary traders or futures non-clearing dealers
- Processing time
- Approximately 15 weeks for a licensed corporation application (SFC published estimate)
Official sourceVerified 2026-07-14
Offshore profits claim feasibility
MediumWhile some trading activities can be conducted offshore, many brokers and dealers operate with clients based in Hong Kong. This connection often requires local licenses and premises, limiting the potential for offshore tax treatment.
Business registration wording
Suggested business nature for this activity
English
COMMODITY FUTURES BROKERS AND DEALERS IN GOLD BULLION
53/60 characters
Chinese 中文
商品期貨及金銀貿易商
10/30 characters
Companies
Licensed operators
Verified registry326 on the SFC Register; a sample below.
- T.F.S. Derivatives HK LimitedSFC Register
- Golden Lake Capital Limited金湖資本集團有限公司SFC Register
- Brevan Howard (Hong Kong) LimitedSFC Register
- CITIC Securities International Global Markets Limited中信證券國際全球市場有限公司SFC Register
- BGC Securities (Hong Kong) LLCSFC Register
- De Riva Asia LimitedSFC Register
- DA International Financial Service Limited直達國際金融服務有限公司SFC Register
- Longrun Financial Group Limited朗潤金融集團有限公司SFC Register
- CNI Securities Group Limited中國北方證券集團有限公司SFC Register
- ABN AMRO Clearing Hong Kong LimitedSFC Register
- Morgan Stanley Hong Kong Securities LimitedSFC Register
- SMBC Nikko Securities (Hong Kong) Limited日興證券(香港)有限公司SFC Register
Standard compliance
Compliance every Hong Kong company shares
Beyond anything specific to this activity, every Hong Kong company handles two-tiered profits tax, the annual return (Form NAR1) within 42 days of its incorporation anniversary, audited accounts, MPF enrolment for staff, and a company secretary. Emerhub runs all of it on your behalf.
See the full Hong Kong compliance calendarFrequently asked questions
Do I need a license to operate as a broker?
Yes, you must obtain a license from the Securities and Futures Commission to operate as a commodity futures broker in Hong Kong.
What are the tax implications for my business?
Profits generated from activities conducted in Hong Kong are subject to profits tax. Offshore profits may qualify for tax exemptions under certain conditions.
Can I conduct all operations remotely?
While some operations can be managed remotely, local regulations may require a physical presence or local representation for compliance.
Incorporate in Hong Kong
Starting a commodity futures and gold bullion brokers and dealers business in Hong Kong?
Emerhub incorporates your company, registers the business nature above with the IRD, files every licence application, and runs your company secretary and compliance calendar. You provide the documents; Emerhub handles every government interaction.
Start incorporation with Emerhub