Hong Kong company
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
Guosen Securities (HK) Brokerage Company, Limited is a company registered in Hong Kong. It is also registered in Chinese as 國信證券(香港)經紀有限公司.
Guosen Securities (HK) Brokerage Company, Limited holds a licence from the Securities and Futures Commission under CE reference AUI491, covering regulated activities Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities) and Type 5 (advising on futures contracts). The licence was recorded as active on 12 October 2026. Its registered activities span HSIC 661202 (Securities brokerage), 661203 (Commodity futures and gold bullion brokers and dealers) and 661901 (Investment advisory services).
It is based in Hong Kong.
Company record
3 government sources, each field attributed
| Chinese name | 國信證券(香港)經紀有限公司 | SFC |
|---|---|---|
| Business addressThe business address the licensee publishes on this register. | Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway, Hong Kong香港金鐘道88號太古廣場1座32樓3207-3212室 | SFC register |
| Registered legal addressThe registered legal address recorded in the entity's LEI record, which can differ from the address it publishes on a licence register. | Suites 3207-3212, 32/F One Pacific Place, Hong Kong, HK | GLEIF |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | AUI491 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities) and Type 5 (advising on futures contracts) | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active · register checked 2026-10-12 | SFC |
| Legal Entity IdentifierLegal Entity Identifier: a 20-character global code (ISO 17442) that identifies a legal entity in financial transactions. Issued through GLEIF. | 254900RJ1I0691ANYT88 | GLEIF · issued |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661202 Securities brokerage | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661203 Commodity futures and gold bullion brokers and dealers | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661901 Investment advisory services | SFC |
Company report and shareholding
Directors, shareholders and filing history for Guosen Securities (HK) Brokerage Company, Limited are available in the full company report on Companies House Hong Kong.
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