HSICDATA

Hong Kong company

UBS AG

SFC CE ref. AEP554

UBS AG is a company registered in Hong Kong.

UBS AG holds a licence from the Securities and Futures Commission under CE reference AEP554, covering regulated activities Type 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance), Type 7 (providing automated trading services) and Type 9 (asset management). The licence was recorded as active on 28 August 2026. Its registered activities span HSIC 661201 (Investment banking activities), 661202 (Securities brokerage), 661901 (Investment advisory services), 661999 (Other miscellaneous activities auxiliary to financial service activities n.e.c.) and 663000 (Fund management).

It is based in Central.

Company record

2 government sources, each field attributed

Business address52/F Two International Finance Centre, 8 Finance Street, Central, Hong KongSFC register
SFC CE referenceAEP554SFC
Regulated activitiesType 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance), Type 7 (providing automated trading services) and Type 9 (asset management)SFC
Licence statusActive · register checked 2026-08-28SFC
HSIC classification661201 Investment banking activitiesSFC
HSIC classification661202 Securities brokerageSFC
HSIC classification661901 Investment advisory servicesSFC
HSIC classification661999 Other miscellaneous activities auxiliary to financial service activities n.e.c.SFC
HSIC classification663000 Fund managementSFC

Company report and shareholding

Directors, shareholders and filing history for UBS AG are available in the full company report on Companies House Hong Kong.

Comparable companies

Hong Kong companies also SFC-licensed for regulated activity types 1, 4, 6, 7, 9.

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