Hong Kong company
Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
Shanxi Securities International Asset Management Limited is a company registered in Hong Kong under business registration number 63881120. It is also registered in Chinese as 山證國際資產管理有限公司.
Shanxi Securities International Asset Management Limited holds a licence from the Securities and Futures Commission under CE reference BEN407, covering regulated activities Type 4 (advising on securities), Type 5 (advising on futures contracts) and Type 9 (asset management). The licence was recorded as active on 22 October 2026. Its registered activities span HSIC 661901 (Investment advisory services) and 663000 (Fund management).
It is based in Admiralty.
Company record
4 government sources, each field attributed
| BR numberThe Business Registration number, matched to this company by name against the Companies Registry's weekly filings. The licence registers do not publish it, so it is inferred rather than published against this licence. | 63881120 | CR, name-matched |
|---|---|---|
| Chinese name | 山證國際資產管理有限公司 | SFC |
| Ultimate parentThe company at the top of this entity's ownership chain, as the entity itself reported it to GLEIF. No Hong Kong register publishes ownership, so this is only known for companies that hold an LEI. | 山西证券股份有限公司 | GLEIF |
| Business addressThe business address the licensee publishes on this register. | Unit A 29/F Admiralty Center Tower 1, 18 Harcourt Road, Admiralty, Hong Kong香港金鐘夏愨道18號海富中心一期29樓A室 | SFC register |
| Registered legal addressThe registered legal address recorded in the entity's LEI record, which can differ from the address it publishes on a licence register. | Unit A 29th Floor Tower 1, Admiralty Center, 18 Harcourt Road, Admiralty, HK, HK | GLEIF |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | BEN407 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 4 (advising on securities), Type 5 (advising on futures contracts) and Type 9 (asset management) | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active · register checked 2026-10-22 | SFC |
| Legal Entity IdentifierLegal Entity Identifier: a 20-character global code (ISO 17442) that identifies a legal entity in financial transactions. Issued through GLEIF. | 8755001QMYS7MMBJM358 | GLEIF · issued |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661901 Investment advisory services | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 663000 Fund management | SFC |
Company report and shareholding
Directors, shareholders and filing history for Shanxi Securities International Asset Management Limited are available in the full company report on Companies House Hong Kong.
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