Hong Kong company
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Guosen Securities (HK) Capital Company Limited is a company registered in Hong Kong. It is also registered in Chinese as 國信證券(香港)融資有限公司.
Guosen Securities (HK) Capital Company Limited holds a licence from the Securities and Futures Commission under CE reference AUX600, covering regulated activities Type 1 (dealing in securities) and Type 6 (advising on corporate finance). The licence was recorded as active on 22 October 2026. Its registered activities span HSIC 661201 (Investment banking activities) and 661202 (Securities brokerage).
It is based in Hong Kong.
Company record
2 government sources, each field attributed
| Chinese name | 國信證券(香港)融資有限公司 | SFC |
|---|---|---|
| Business addressThe business address the licensee publishes on this register. | Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway, Hong Kong香港金鐘道88號太古廣場1座32樓3207-3212室 | SFC register |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | AUX600 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 1 (dealing in securities) and Type 6 (advising on corporate finance) | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active · register checked 2026-10-22 | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661201 Investment banking activities | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661202 Securities brokerage | SFC |
Company report and shareholding
Directors, shareholders and filing history for Guosen Securities (HK) Capital Company Limited are available in the full company report on Companies House Hong Kong.
Comparable companies
Hong Kong companies also SFC-licensed for regulated activity types 1, 6.
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