HSICDATA

Hong Kong company

SMBC Nikko Securities (Hong Kong) Limited

日興證券(香港)有限公司

SFC CE ref. BWU838

SMBC Nikko Securities (Hong Kong) Limited is a company registered in Hong Kong. It is also registered in Chinese as 日興證券(香港)有限公司.

SMBC Nikko Securities (Hong Kong) Limited holds a licence from the Securities and Futures Commission under CE reference BWU838, covering regulated activities Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities), Type 5 (advising on futures contracts) and Type 6 (advising on corporate finance). The licence was recorded as active on 15 July 2026. Its registered activities span HSIC 661201 (Investment banking activities), 661202 (Securities brokerage), 661203 (Commodity futures and gold bullion brokers and dealers) and 661901 (Investment advisory services).

It is based in Central.

Company record

every field from a government register

Chinese name日興證券(香港)有限公司SFC
Business address8/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong香港中環港景街1號國際金融中心一期8樓SFC register
SFC CE referenceBWU838SFC
Regulated activitiesType 1, Type 2, Type 4, Type 5, Type 6SFC
Licence statusActive, as at 2026-07-15SFC
HSIC classification661201 Investment banking activitiesSFC
HSIC classification661202 Securities brokerageSFC
HSIC classification661203 Commodity futures and gold bullion brokers and dealersSFC
HSIC classification661901 Investment advisory servicesSFC

Company report and shareholding

Directors, shareholders and filing history for SMBC Nikko Securities (Hong Kong) Limited are available in the full company report on Companies House Hong Kong.

Comparable companies

Hong Kong companies also SFC-licensed for regulated activity types 1, 2, 4, 5, 6.

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