Hong Kong company
Southwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司
Southwest Securities (HK) Asset Management Limited is a company registered in Hong Kong. It is also registered in Chinese as 西證(香港)資產管理有限公司.
Southwest Securities (HK) Asset Management Limited holds a licence from the Securities and Futures Commission under CE reference AFH614, covering regulated activities Type 4 (advising on securities) and Type 9 (asset management). The licence was recorded as active on 15 July 2026. Its registered activities span HSIC 661901 (Investment advisory services) and 663000 (Fund management).
It is based in Hong Kong.
Company record
every field from a government register
| Chinese name | 西證(香港)資產管理有限公司 | SFC |
|---|---|---|
| Business addressThe business address the licensee publishes on this register. | Room 1608, 16th Floor, No. 26 Harbour Road, China Resources Building, Wanchai, Hong Kong香港26 港湾道 , 湾仔华润大厦1608 室, 16 楼 | SFC register |
| SFC CE referenceThe Securities and Futures Commission's unique reference for a licensed corporation. Quote it to look the licence up on the SFC's public register. | AFH614 | SFC |
| Regulated activitiesThe SFC licenses by activity, not by firm: a corporation holds one or more numbered regulated activities (Type 1 dealing in securities, Type 4 advising on securities, Type 9 asset management, and so on). | Type 4, Type 9 | SFC |
| Licence statusAs recorded on the SFC register on the date shown. We read the register daily and do not infer a status between reads. | Active, as at 2026-07-15 | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 661901 Investment advisory services | SFC |
| HSIC classificationHong Kong Standard Industrial Classification V2.0, the Census and Statistics Department's activity code. Six digits, one level deeper than the international standard. | 663000 Fund management | SFC |
Company report and shareholding
Directors, shareholders and filing history for Southwest Securities (HK) Asset Management Limited are available in the full company report on Companies House Hong Kong.
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