Hong Kong company
UBS AG
UBS AG is a company registered in Hong Kong.
UBS AG holds a licence from the Securities and Futures Commission under CE reference AEP554, covering regulated activities Type 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance), Type 7 (providing automated trading services) and Type 9 (asset management). The licence was recorded as active on 15 July 2026. Its registered activities span HSIC 661201 (Investment banking activities), 661202 (Securities brokerage), 661901 (Investment advisory services), 661999 (Other miscellaneous activities auxiliary to financial service activities n.e.c.) and 663000 (Fund management).
It is based in Central.
Company record
every field from a government register
| Business address | 52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong | SFC register |
|---|---|---|
| SFC CE reference | AEP554 | SFC |
| Regulated activities | Type 1, Type 4, Type 6, Type 7, Type 9 | SFC |
| Licence status | Active, as at 2026-07-15 | SFC |
| HSIC classification | 661201 Investment banking activities | SFC |
| HSIC classification | 661202 Securities brokerage | SFC |
| HSIC classification | 661901 Investment advisory services | SFC |
| HSIC classification | 661999 Other miscellaneous activities auxiliary to financial service activities n.e.c. | SFC |
| HSIC classification | 663000 Fund management | SFC |
Company report and shareholding
Directors, shareholders and filing history for UBS AG are available in the full company report on Companies House Hong Kong.
Comparable companies
Hong Kong companies also SFC-licensed for regulated activity types 1, 4, 6, 7, 9.
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